Form: 3

Initial statement of beneficial ownership of securities

February 21, 2025

Documents

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES


Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Williams Charles Alan
(Last) (First) (Middle)
3333 DEPOSIT DRIVE NORTHEAST
(Street)
GRAND RAPIDS MI 49546
(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/13/2025 		3. Issuer Name and Ticker or Trading Symbol
NORTHPOINTE BANCSHARES INC [ NPB ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
CHAIRMAN AND CEO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 2,353,090 I By trust(1)
Common Stock 703,429.25 I By 401(k) Plan
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted stock units(2) (3) (3) Common Stock 257,690 (2) D
1. Name and Address of Reporting Person*
Williams Charles Alan
(Last) (First) (Middle)
3333 DEPOSIT DRIVE NORTHEAST
(Street)
GRAND RAPIDS MI 49546
(City) (State) (Zip)
1. Name and Address of Reporting Person*
Charles A Williams TR Charles A Williams Trust
(Last) (First) (Middle)
3333 DEPOSIT DRIVE NORTHEAST
(Street)
GRAND RAPIDS MI 49546
(City) (State) (Zip)
Explanation of Responses:
1. Reflects shares of common stock held by the Charles A Williams TR Charles A Williams Trust.
2. Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis.
3. The RSUs vest as to 49,560 shares on April 1, 2025, 49,560 shares on April 1, 2026, 49,560 shares on April 1, 2027, 49,560 shares on April 1, 2028, and 59,450 shares on April 1, 2029.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Charles A. Williams (Trustee) 02/21/2025
/s/ Charles A. Williams 02/21/2025
** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.